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Bruce M Mozinski

Northwestern Mutual Investment Services, LLC

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About Bruce M Mozinski

Bruce Mozinski is a financial advisor who has been in the industry since 1976. Bruce is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 1995. Previously, Bruce worked at Robert W. Baird & Co. Incorporated, L & M Securities Company, and Mutual of Omaha Investor Services, Inc. Bruce holds a variety of licenses including Series 63, 65, 7TO, 6TO, SIE, and 1, along with the NYSE Branch Manager Examination (Series 12). Bruce is registered in multiple states.

Firm Information

Bruce Mozinski is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Bruce Mozinski’s Registration & Firm History

MA

08/11/1995 - Present

Northwestern Mutual Investment Services, LLC (Westborough MA)

WI

08/11/1995 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

OR

12/07/1994 - 07/22/1995

L & M SECURITIES COMPANY (PORTLAND OR)

NE

09/21/1976 - 10/21/1994

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

IA

Issued 07/07/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/02/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/1997

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1976

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce M Mozinski.
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