Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Buchanan is a financial professional with over 15 years of experience in the industry. Bruce is currently registered with Oppenheimer & Co. Inc. and is located in New York, NY. Prior to joining Oppenheimer & Co. Inc., Bruce worked at PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC, RBS SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, HOULIHAN, LOKEY, HOWARD & ZUKIN CAPITAL, BDS SECURITIES LLC and SALOMON BROTHERS INC.. Bruce holds Series 7, Series 24, Series 63, Series 79 and Series 82 licenses. Bruce's experience includes investment banking, private securities offerings, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
06/18/2018 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
11/16/2016 - 06/26/2018
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC (NEW YORK NY)
CT
12/22/2009 - 11/18/2011
RBS SECURITIES INC. (STAMFORD CT)
NY
04/25/2007 - 03/10/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
10/09/1998 - 08/29/2000
HOULIHAN, LOKEY, HOWARD & ZUKIN CAPITAL (LOS ANGELES CA)
NY
01/14/1997 - 08/29/1997
BDS SECURITIES LLC (NEW YORK NY)
NY
07/17/1996 - 11/27/1996
SALOMON BROTHERS INC. (NEW YORK NY)
NA
11/12/1993 - 05/08/1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
BC
Issued 10/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2016
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 04/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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