Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Lyle is a financial advisor with over 30 years of experience in the financial services industry. Bruce Lyle is currently registered with J.P. Morgan Securities LLC and has been with the firm since January 2011. Prior to joining J.P. Morgan Securities, Bruce Lyle worked at UBS Financial Services Inc. for 10 years, Thomas Weisel Partners LLC, Salomon Smith Barney Inc. and Kidder, Peabody & Co. Incorporated. Bruce Lyle is licensed to offer securities and investment advice in 28 states. Bruce Lyle holds a Series 3, 7, 63 and 65 licenses and also holds the Series SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
02/09/2017 - Present
J.p. Morgan Securities LLC (NEWPORT BEACH CA)
CA
11/01/2001 - 01/21/2011
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
CA
01/11/2000 - 11/02/2001
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
12/01/1994 - 01/13/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/08/1988 - 12/06/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
05/23/1986 - 03/03/1988
E. F. HUTTON & COMPANY INC
NA
01/23/1986 - 02/03/1986
BARABAN SECURITIES, INC.
IA
Issued 02/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1986
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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