Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Maxfield is a registered representative with Nylife Securities LLC. Bruce has been in the securities industry since 1996 and is licensed in California. Bruce has a Series 6, 7, 24 and 63 license as well as the SIE. Bruce has previous experience with Pruco Securities, LLC and Nylife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/21/2008 - Present
Nylife Securities LLC (FRESNO CA)
CA
08/21/2006 - 02/05/2008
PRUCO SECURITIES, LLC. (FRESNO CA)
CA
09/12/1996 - 08/08/2006
NYLIFE SECURITIES INC. (FRESNO CA)
IA
Issued 11/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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