Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Addison is a financial advisor with over 30 years of experience in the industry. Addison has been registered with the state of New Hampshire since 2011. Addison is also registered with the state of Texas, where Addison resides. Addison is currently employed by Wealthpenn.comllc, a firm that provides investment advice to individuals, businesses, and institutions. Addison has a strong track record of success in helping clients achieve their financial goals. Addison is committed to providing personalized financial advice to each client and building long-term relationships. Addison has held previous positions at RBC Capital Markets, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., Prudential Securities Incorporated, Smith Barney Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NH
09/09/2011 - Present
Wealthpenn.comllc (PORTSMOUTH NH)
NH
05/20/2004 - 09/08/2011
RBC CAPITAL MARKETS, LLC (PORTSMOUTH NH)
MO
10/01/1999 - 05/26/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
05/26/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
03/06/1995 - 05/26/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 03/07/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
07/29/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 3/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/2/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/24/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/12/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 8/27/1991
Series 3 - National Commodity Futures Examination
BC
Issued 7/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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