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Bruce Lee Stephens

J.w. Cole Financial, Inc.

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About Bruce Lee Stephens

Bruce Lee Stephens is a registered representative with J.w. Cole Financial, Inc. Stephens has over 30 years of experience in the financial services industry. Bruce has a strong background in investment company products and variable contracts, having passed the Series 6 exam in 1989. Bruce also holds the Series 63 license and the Securities Industry Essentials (SIE) exam. Stephens is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 12 states. Bruce is dedicated to helping clients achieve their financial goals.

Firm Information

Bruce Stephens is currently registered with J.w. Cole Financial, Inc.. J.w. Cole Financial, Inc. is a Corporation formed in October 2002 and is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

84

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Stephens’s Registration & Firm History

MO

02/13/2012 - Present

J.w. Cole Financial, Inc. (St. Charles MO)

MO

01/24/2002 - 02/14/2012

ALLSTATE FINANCIAL SERVICES, LLC (FERGUSON MO)

IL

06/17/1997 - 02/06/2002

TERRA SECURITIES CORPORATION (SCHAUMBURG IL)

MA

10/09/1993 - 06/12/1997

PNMR SECURITIES, INC. (BOSTON MA)

MO

10/05/1989 - 06/11/1992

FFP SECURITIES, INC. (CHESTERFIELD MO)

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Licenses & Designations

BC

Issued 10/09/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Lee Stephens.
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