Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Klein is a financial advisor with CIBC Private Wealth Advisors, Inc. Bruce has over 34 years of experience in the financial services industry. Bruce is registered with the state of Illinois and has earned the Chartered Financial Analyst designation. Bruce provides financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Index provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
02/13/2023 - Present
Cibc Private Wealth Advisors, Inc. (Chicago IL)
IL
05/04/2009 - 10/31/2017
GNV ADVISORS, LLC (Chicago IL)
IL
01/20/2005 - 12/31/2008
UHLMANN PRICE SECURITIES, LLC (CHICAGO IL)
FL
11/02/1999 - 11/23/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MO
06/21/1997 - 08/17/1999
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NA
07/13/1995 - 06/21/1997
MARK TWAIN BROKERAGE SERVICES, INC.
NA
04/27/1990 - 03/31/1994
MARK TWAIN BROKERAGE SERVICES, INC.
NY
11/18/1986 - 02/15/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 01/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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