Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce L. Keller is an Investment Advisor Representative at Osaic Wealth, Inc., an independent financial advisory firm. Bruce has over 37 years of experience in the financial services industry and has held various roles at several reputable firms. Bruce is registered with FINRA and the state of Arizona. Bruce specializes in financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
09/01/2023 - Present
Osaic Wealth, Inc. (PHOENIX AZ)
AZ
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
AZ
02/06/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
10/01/1999 - 02/06/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
05/17/1996 - 10/11/1999
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
10/31/1994 - 05/28/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/31/1993 - 11/08/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
01/17/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
09/04/1990 - 01/20/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
04/05/1989 - 09/04/1990
BOETTCHER & COMPANY, INC.
NA
09/24/1986 - 01/11/1989
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
IA
Issued 06/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 12/24/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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