Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Fischberg is a financial advisor with over 40 years of experience in the industry. Bruce is currently registered with Morgan Stanley. Bruce has been a Registered Representative (RR) with Morgan Stanley since 2009. Prior to joining Morgan Stanley, Bruce was a Registered Representative for Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, Lehman Brothers Inc., Laidlaw Adams & Peck Inc, and Oppenheimer & Co., Inc. Bruce is also a Registered Investment Advisor (IA) in the state of Texas and holds the Series 7, Series 31, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
06/01/2009 - Present
Morgan Stanley (Short Hills NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
05/07/1999 - 04/02/2007
MORGAN STANLEY DW INC. (SHORT HILLS NJ)
NY
08/17/1995 - 05/10/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/12/1984 - 09/12/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/14/1983 - 09/14/1984
LAIDLAW ADAMS & PECK INC
NA
12/11/1980 - 07/13/1982
OPPENHEIMER & CO., INC.
NA
09/26/1979 - 01/10/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 01/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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