Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce K.S. Fong is a financial advisor with over 37 years of experience in the financial industry. Bruce is currently registered with United Planners' Financial Services of America A Limited Partner in Scottsdale, Arizona. Bruce has previously been registered with LPL Financial LLC, Associated Securities Corp., FSC Securities Corporation, and SunAmerica Securities, Inc. Bruce is a Series 6, 7, 63, and 65 licensed advisor, offering financial planning, pension consulting, and portfolio management for individuals. Bruce has a strong track record of success in helping clients achieve their financial goals and is dedicated to providing personalized service. Bruce is committed to helping clients make informed financial decisions and is available to answer any questions you may have.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
09/26/2024 - Present
United Planners' Financial Services OF America A Limited Partner (HONOLULU HI)
HI
09/08/2009 - 11/18/2016
LPL FINANCIAL LLC (HONOLULU HI)
HI
11/28/2008 - 09/08/2009
ASSOCIATED SECURITIES CORP. (HONOLULU HI)
HI
10/31/2000 - 11/28/2008
FSC SECURITIES CORPORATION (HONOLULU HI)
AZ
10/26/2000 - 10/30/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
05/19/1992 - 10/17/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
03/14/1990 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
09/18/1987 - 02/05/1990
BOARDWALK CAPITAL CORPORATION
NA
07/18/1986 - 10/13/1987
EQUICO SECURITIES, INC.
NA
07/18/1986 - 08/15/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 02/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/05/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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