Unclaimed
Bruce Kerlee Broussard is a financial advisor registered with Cetera Investment Advisers LLC. Bruce Broussard has been a Registered Representative since 1989. Bruce Broussard specializes in providing financial planning and investment management services to individuals, businesses, pension and profit sharing plans, and charitable organizations. Bruce Broussard is also a Certified Financial Planner and a Chartered Financial Consultant. Bruce Broussard has held previous registrations with Securian Financial Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Woodbury Financial Services, Inc., Washington Square Securities, Inc., MONY Securities Corporation, Sun Investment Services Company, and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/17/2023 - Present
Cetera Investment Advisers LLC (ORLANDO FL)
FL
04/01/2004 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ORLANDO FL)
MA
12/14/2001 - 03/23/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/14/2001 - 03/23/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
03/13/2001 - 12/20/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
CT
04/19/1999 - 03/16/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
02/27/1995 - 04/27/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
10/26/1992 - 02/23/1995
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NY
09/26/1989 - 10/30/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 2/26/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/22/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/3/1994
Series 2 - Non-Member General Securities Examination
BC
Issued 9/25/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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