Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Falcon is an active investment advisor representative and a registered representative. He is currently registered with Osaic Wealth, Inc. in Bay City, Michigan. Bruce Falcon has been in the industry since August 18, 1995. Bruce Falcon has worked for several firms prior to joining Osaic Wealth, Inc. including THE O.N. EQUITY SALES COMPANY, PRUCO SECURITIES, LLC., ING FINANCIAL PARTNERS, INC., 1717 CAPITAL MANAGEMENT COMPANY, INTERSECURITIES, INC., MULTI-FINANCIAL SECURITIES CORPORATION, AMERITAS INVESTMENT CORP., LEGACY FINANCIAL SERVICES, INC., IAC SECURITIES, INC., and MARINER FINANCIAL SERVICES, INC. Bruce Falcon has Series 6, 63 and 65 licenses. He has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
05/11/2023 - Present
Osaic Wealth, Inc. (BAY CITY MI)
MI
06/16/2022 - 05/11/2023
THE O.N. EQUITY SALES COMPANY (Bay City MI)
MI
06/14/2022 - 07/14/2022
PRUCO SECURITIES, LLC. (TROY MI)
MI
04/10/2012 - 06/14/2022
THE O.N. EQUITY SALES COMPANY (Bay City MI)
MI
05/07/2007 - 04/16/2012
ING FINANCIAL PARTNERS, INC. (SAGINAW MI)
MI
07/22/2005 - 01/18/2007
1717 CAPITAL MANAGEMENT COMPANY (BAY CITY MI)
FL
02/13/2004 - 04/04/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CO
10/13/2000 - 05/15/2002
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NE
06/27/2000 - 09/27/2000
AMERITAS INVESTMENT CORP. (LINCOLN NE)
CA
02/10/1999 - 07/05/2000
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
IL
08/26/1997 - 02/10/1999
IAC SECURITIES, INC. (TINLEY PARK IL)
FL
04/02/1993 - 08/25/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
IA
Issued 01/04/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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