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Bruce Jonathan Goldstein

Blackrock Investments, LLC

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About Bruce Jonathan Goldstein

Bruce Jonathan Goldstein is a financial advisor registered with FINRA (Financial Industry Regulatory Authority) and Blackrock Investments, LLC. Bruce Goldstein has been a financial advisor for over 10 years and has a Series 7, Series 31, Series 63, Series 65, Series 99, and SIE license. Bruce Jonathan Goldstein is also registered with the state of New York, and holds a Series 65 license. Bruce Jonathan Goldstein has been a financial advisor for over 10 years and has experience with various investment products, including mutual funds, exchange-traded funds (ETFs), and options. Bruce Goldstein has also worked for Barclays Capital Inc., Morgan Stanley DW Inc., and Fairchild Financial Group, Inc.

Firm Information

Bruce Goldstein is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Goldstein’s Registration & Firm History

DE

10/25/2016 - Present

Blackrock Investments, LLC (WILMINGTON DE)

NY

08/26/2014 - 10/28/2016

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/24/1999 - 07/16/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

01/21/1999 - 05/14/1999

FAIRCHILD FINANCIAL GROUP, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2014

Series 99 - Operations Professional Examination

BC

Issued 06/16/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 01/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Jonathan Goldstein.
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