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Bruce Jay Young

Mesirow Financial, Inc.

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About Bruce Jay Young

Bruce Young is a financial advisor with Mesirow Financial, Inc. located in Chicago, IL. Bruce has been in the industry since 1970. He is licensed to provide financial advice in California, Florida, Illinois, and New York. Bruce is also registered with FINRA and the Series 52TO, Series 7TO, SIE, Series 5, PC, and Series 1 examinations. Bruce has previously worked at Young Capital Group (Limited Partnership), Rodman & Renshaw Inc., Swift, Henke & Co., Inc., American Variable Annuity Life Assurance Co, and SMA Equities, Inc.

Firm Information

Bruce Young is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Young’s Registration & Firm History

IL

02/07/1994 - Present

Mesirow Financial, Inc. (CHICAGO IL)

IL

12/21/1988 - 02/25/1994

YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP) (CHICAGO IL)

NA

04/18/1977 - 12/12/1988

RODMAN & RENSHAW INC.

NA

02/09/1971 - 03/15/1977

SWIFT, HENKE & CO., INC.

NA

08/13/1970 - 03/09/1971

AMERICAN VARIABLE ANNUITY LIFE ASURANCE CO

NA

08/13/1970 - 03/09/1971

SMA EQUITIES, INC.

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Licenses & Designations

BC

Issued 09/26/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/1972

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1981

Series 5 - Interest Rate Options Examination

BC

Issued 08/24/1981

PC - AMEX Put and Call Exam

BC

Issued 02/10/1965

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bruce Jay Young.
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