Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Bauer is a registered representative of MML Investors Services, LLC. Bauer has been in the financial industry since 1984, serving clients in Arizona and Texas. Bruce Bauer specializes in working with high-net-worth individuals, corporations, and pension and profit-sharing plans. Bruce Bauer's experience includes working with CUNA Brokerage Services, Inc. and LPL Financial, LLC. Bruce Bauer provides a range of financial services, including financial planning, portfolio management, and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
AZ
08/29/2023 - Present
MML Investors Services, LLC (Scottsdale AZ)
AZ
05/18/2022 - 08/22/2023
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
01/02/1991 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (SCOTTSDALE AZ)
NA
07/09/1984 - 12/31/1990
CENTURY INVESTORS OF AMERICA, INC.
BOTH
Issued 01/28/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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