Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Valliant is an investment advisor representative who has been in the industry since October 1999. Bruce is registered with Raymond James Financial Services Advisors, Inc. and has a Series 66, Series 10, Series 9, Series 31, and Series 7 license. Bruce has a total of 17 state licenses, and is registered in several states including Maryland, Texas, and California. Bruce offers a wide range of services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. Bruce is also a partner in Valliant Wealth Strategies, Valliant Shellfish and Seafood, LLC, and Soque Properties LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
02/17/2022 - Present
Raymond James Financial Services Advisors, Inc. (CHESTERTOWN MD)
BOTH
Issued 03/03/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Bruce Valliant is the right advisor for you? Invested Better is here to help.
