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Bruce Ira Raben

Hudson Capital Advisors BD LLC

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About Bruce Ira Raben

Bruce Raben is a financial advisor with over 40 years of experience in the securities industry. Bruce has held various positions at several firms including CIBC World Markets Corp., CIBC Wood Gundy Securities Corp., Jefferies & Company, Inc., and Drexel Burnham Lambert Incorporated. Bruce is currently registered with Hudson Capital Advisors BD LLC and holds a Series 7, Series 24, Series 63, Series 99TO, Series 14, and SIE license. Bruce is registered in California, Connecticut, District of Columbia, Illinois, New Hampshire, New York, and Texas.

Firm Information

Bruce Raben is currently registered with Hudson Capital Advisors BD LLC. Hudson Capital Advisors BD LLC is a Limited Liability Company formed on December 4, 2003. The firm is registered with the SEC and in 10 states: Arizona, California, Connecticut, District of Columbia, Illinois, Maryland, New Hampshire, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Raben’s Registration & Firm History

CA

03/02/2005 - Present

Hudson Capital Advisors BD LLC (SANTA MONICA CA)

NY

11/03/1997 - 11/12/2002

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

04/11/1996 - 11/03/1997

CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)

NY

04/20/1990 - 02/05/1996

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NA

02/22/1980 - 03/13/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 11/06/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/20/1990

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Bruce Ira Raben. Review regulatory record here.
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