Unclaimed
Bruce Ian Gould is a financial advisor with Stifel, Nicolaus & Company, Inc. in Garden City, New York. Bruce has been in the industry since 1970 and has experience at a number of firms, including Morgan Stanley and Citigroup Global Markets Inc. Bruce is registered with the state of New York and is series 63, 7TO, SIE, PC, and 1 licensed. Bruce's experience and qualifications may make him a good fit for clients seeking a range of financial services, such as financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
06/01/2009 - 07/17/2013
MORGAN STANLEY (NEW YORK NY)
NY
05/22/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
01/06/1977 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/06/1976 - 01/06/1977
DREXEL BURNHAM & CO. INCORPORATED
NA
03/27/1972 - 02/06/1976
DREXEL BURNHAM & CO. INCORPORATED
NA
07/28/1970 - 03/17/1972
FRANCIS I DUPONT & CO
BC
Issued 12/19/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1977
PC - AMEX Put and Call Exam
BC
Issued 07/23/1970
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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