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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Howard Galpert is a financial advisor with Wells Fargo Clearing Services, LLC. Bruce has been in the financial industry since 1984 and holds a Series 7, Series 31, and Series 63 license. Bruce has been registered with Wells Fargo Clearing Services, LLC since 2016 and has been registered with Wells Fargo Advisors LLC since 2009. Prior to Wells Fargo, Bruce was employed with UBS Paine Webber Inc. in Weehawken, New Jersey, Smith Barney Inc. in New York, New York, Alex. Brown & Sons Incorporated, Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bruce specializes in portfolio management for individuals and businesses, investment consulting services to institutional clients, and financial planning. Bruce is registered to provide financial advice in Arizona, New Mexico, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/30/2020 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
NJ
11/23/1994 - 03/11/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/14/1989 - 12/09/1994
SMITH BARNEY INC. (NEW YORK NY)
NA
03/06/1989 - 11/21/1989
ALEX. BROWN & SONS INCORPORATED
NA
01/07/1988 - 12/13/1988
OPPENHEIMER & CO., INC.
NA
08/22/1984 - 12/23/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 07/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2004
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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