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Bruce Homer Traub

Ministry Partners Securities, LLC

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About Bruce Homer Traub

Bruce Traub is a financial professional with over 20 years of experience in the industry. Bruce is a Registered Representative with Ministry Partners Securities, LLC and 724 Capital, LLC and is registered in multiple states. Bruce also holds the Certified Financial Planner designation. Bruce has experience in providing financial advice and recommendations on a wide range of financial products and services, including mutual funds, ETFs, and fixed accounts. He also has experience in insurance marketing and providing advice on insurance products.

Firm Information

Bruce Traub is currently registered with Ministry Partners Securities, LLC. Ministry Partners Securities, LLC is a Limited Liability Company formed in April 2010. The firm is registered with the SEC and is also registered in 26 states. They specialize in providing financial planning, referral to third-party money managers, and selection of other advisors. The firm manages approximately $17.9 million in assets for 169 clients, including individuals, charitable organizations, corporations, and high-net-worth individuals. They have a team of 4 licensed agents, investment advisor representatives, registered representatives, and investment advisory functions.

$17.94M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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referral to third-party money managers

Referral to third-party money managers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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Bruce Traub’s Registration & Firm History

CA

05/18/2015 - Present

Ministry Partners Securities, LLC (BREA CA)

CA

05/16/2012 - 11/25/2013

G. A. REPPLE & COMPANY (FRESNO CA)

CA

06/20/2011 - 05/31/2012

CAMBRIDGE INVESTMENT RESEARCH, INC. (FRESNO CA)

CA

05/07/2003 - 08/19/2011

STRONGTOWER FINANCIAL, INC. (FRESNO CA)

CA

02/27/2004 - 12/31/2005

LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)

NY

10/10/2001 - 05/22/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

NJ

04/28/1999 - 09/26/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 05/04/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/27/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Homer Traub.
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