Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Olephant is a financial advisor with Oppenheimer & Co. Inc. Bruce has been in the financial industry since March 6, 1984. Bruce has experience with a variety of firms, including JOSEPHTHAL & CO., INC., PAINEWEBBER INCORPORATED, SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, and E. F. HUTTON & COMPANY INC. Bruce holds the Series 63, SIE, and Series 7 licenses. Bruce is registered in 27 states. Bruce specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
01/02/2002 - Present
Oppenheimer & Co. Inc. (BOCA RATON FL)
NY
11/01/1994 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NJ
03/05/1993 - 10/04/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/21/1986 - 02/22/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
01/30/1984 - 02/04/1986
E. F. HUTTON & COMPANY INC
BC
Issued 01/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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