Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Swenson is a financial professional with over 18 years of experience in the securities industry. He is currently registered with Alps Distributors, Inc. in Stamford, Connecticut. Bruce has previously held positions at PFPC Distributors, Inc. and Professional Funds Distributor, LLC. He holds the Series 63, Series 7 and SIE licenses and is registered to provide securities services in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/01/2010 - Present
Alps Distributors, Inc. (Stamford CT)
NY
01/04/2006 - 06/30/2010
PFPC DISTRIBUTORS, INC. (NEW YORK NY)
ME
01/03/2005 - 01/03/2006
PROFESSIONAL FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
ME
01/19/2004 - 12/31/2004
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
BC
Issued 02/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Bruce Swenson is the right advisor for you? Invested Better is here to help.
