Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Harding Sears is a financial advisor who has been in the industry since 1987. Sears is currently registered with Wells Fargo Advisors Financial Network, LLC in both New York and California. Sears has worked with Janney Montgomery Scott LLC and RBC Capital Markets, LLC in the past. Sears provides financial planning, portfolio management, and investment consulting services for individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/23/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ROCHESTER NY)
NY
12/20/2016 - 06/26/2023
JANNEY MONTGOMERY SCOTT LLC (SYRACUSE NY)
NY
03/05/2004 - 01/13/2017
RBC CAPITAL MARKETS, LLC (SYRACUSE NY)
PA
10/04/1996 - 04/02/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NJ
07/07/1988 - 10/14/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/25/1987 - 07/12/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 12/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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