Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Vaughn is an active investment advisor representative with Wells Fargo Clearing Services, LLC, in Milledgeville, Georgia. Bruce has been in the financial industry since March 14, 1999. He holds the Series 7, 9, 10, 63, and SIE licenses. Bruce is also a Certified Financial Planner. He provides financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions. He also works with charitable organizations, pension and profit-sharing plans, corporations, and other businesses. Bruce Vaughn's previous experience includes working for A. G. Edwards & Sons, Inc. in Milledgeville, Georgia. Bruce Vaughn is a trusted advisor with a proven track record of success. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
03/16/2018 - Present
Wells Fargo Clearing Services, LLC (MILLEDGEVILLE GA)
GA
03/15/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MILLEDGEVILLE GA)
BC
Issued 03/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bruce Vaughn is the right advisor for you? Invested Better is here to help.
