Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Pienton is a financial advisor with LPL Financial LLC. Bruce has been in the financial services industry for over 40 years. Bruce has a wide range of experience, including experience with WELLS FARGO CLEARING SERVICES, LLC, PRUDENTIAL SECURITIES INCORPORATED, and PAINEWEBBER INCORPORATED. Bruce is registered to provide investment advice in a number of states, including Michigan, Arizona, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Massachusetts, New York, Ohio, Oklahoma, Texas, Virginia, and Washington. Bruce is also a registered representative of LPL Financial LLC and offers a wide range of financial services, including financial planning, portfolio management, and investment advisory services. Bruce is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/18/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
MI
05/14/1999 - 05/24/2023
WELLS FARGO CLEARING SERVICES, LLC (GRAND RAPIDS MI)
NY
05/20/1993 - 05/28/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/21/1983 - 05/26/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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