Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Graev is a financial advisor with LPL Financial LLC, located in Naples, Florida. Bruce has been in the financial services industry since 1986, and holds the Series 3, 5, 7, 31, and 66 licenses. Bruce is also a Certified Financial Planner and is a licensed insurance agent. Bruce has extensive experience in providing financial planning, investment management, and insurance services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/26/2015 - Present
LPL Financial LLC (NAPLES FL)
FL
10/12/2010 - 05/21/2015
PARK AVENUE SECURITIES LLC (NAPLES FL)
NJ
08/30/2007 - 10/06/2010
AMERIPRISE FINANCIAL SERVICES, INC. (PARSIPPANY NJ)
NJ
08/01/2008 - 10/04/2010
SECURITIES AMERICA, INC. (PARSIPPANY NJ)
NJ
06/25/2008 - 07/31/2008
SECURITIES AMERICA, INC. (PARSIPPANY NJ)
NJ
03/15/2004 - 09/06/2007
CITIGROUP GLOBAL MARKETS INC. (LAWRENCEVILLE NJ)
NY
12/07/1999 - 03/22/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/13/1991 - 08/23/1994
KIDDER, PEABODY & CO. INCORPORATED
NA
10/24/1980 - 02/20/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 12/29/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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