Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce G. Blumberg is an investment advisor representative with LPL Financial LLC. Bruce has been in the financial services industry since May 2007. Bruce holds the Series 7, 9, 10, 31 and 66 licenses. Bruce has been registered with LPL Financial LLC since February 2022. Before joining LPL Financial LLC, Bruce was registered with WELLS FARGO CLEARING SERVICES, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Bruce is currently registered with LPL Financial LLC in Indiana and Texas. Bruce is also registered with the state of Indiana as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/10/2022 - Present
LPL Financial LLC (CARMEL IN)
IN
07/20/2007 - 02/15/2022
WELLS FARGO CLEARING SERVICES, LLC (INDIANAPOLIS IN)
NY
05/22/2007 - 07/20/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/12/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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