Unclaimed
Bruce Frederick Griggs is a financial advisor with over 20 years of experience in the industry. Bruce is currently registered with Osaic Wealth, Inc. and has been in the industry since June 6, 2002. Bruce specializes in providing financial planning, portfolio management, and pension consulting to individuals, corporations, and other businesses. Bruce's experience spans multiple firms including Securities America, Inc., Next Financial Group, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/14/2024 - Present
Osaic Wealth, Inc. (HENRICO VA)
VA
08/25/2017 - 06/14/2024
SECURITIES AMERICA, INC. (HENRICO VA)
VA
09/30/2015 - 09/01/2017
NEXT FINANCIAL GROUP, INC. (GLEN ALLEN VA)
VA
02/10/2015 - 08/31/2015
INFINEX INVESTMENTS, INC. (KILMARNOCK VA)
VA
01/14/2013 - 02/12/2015
NEXT FINANCIAL GROUP, INC. (GLEN ALLEN VA)
VA
12/09/2011 - 01/15/2013
STERNE, AGEE & LEACH, INC. (RICHMOND VA)
VA
05/26/2006 - 12/09/2011
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
VA
01/03/2005 - 06/01/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
MN
05/09/2002 - 01/11/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/09/2002 - 01/11/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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