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Bruce Lewis Pompan

American Discovery Advisors, LLC

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About Bruce Lewis Pompan

Bruce Pompan is a financial professional with over 24 years of experience in the industry. Bruce is currently registered with American Discovery Advisors, LLC and is based in Los Angeles, California. Prior to joining American Discovery Advisors, LLC, Bruce held positions at several other firms including ZATARA CAPITAL SECURITIES L.P., FALLBROOK CAPITAL SECURITIES CORP., and CAPPELLO CAPITAL CORP. Bruce has passed several industry exams including Series 7, Series 63, Series 24, Series 79TO, and the SIE. Bruce is licensed to offer securities in California.

Firm Information

Bruce Pompan is currently registered with American Discovery Advisors, LLC. American Discovery Advisors, LLC is a Limited Liability Company formed on October 11, 2016. The firm is registered in California, Nevada, and Utah and has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Pompan’s Registration & Firm History

CA

07/08/2020 - Present

American Discovery Advisors, LLC (Los Angeles CA)

CA

05/27/2020 - 08/15/2021

ZATARA CAPITAL SECURITIES L.P. (NEWPORT BEACH CA)

CA

09/10/2009 - 06/30/2020

FALLBROOK CAPITAL SECURITIES CORP. (Los Angeles CA)

CA

03/08/2002 - 08/25/2009

CAPPELLO CAPITAL CORP. (SANTA MONICA CA)

NY

05/02/2000 - 09/06/2001

GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)

NY

07/01/1998 - 03/17/2000

ING BARINGS LLC (NEW YORK NY)

NY

01/29/1998 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NY

02/12/1997 - 02/26/1997

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/05/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Lewis Pompan.
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