Unclaimed
Bruce Eugene Ostrum is a financial advisor registered with Stifel, Nicolaus & Company, Inc. in Bismarck, ND. Ostrum has been in the financial services industry since 1986, holding various positions at companies such as Edward D. Jones & Co., L.P., Piper Jaffray & Co., UBS Financial Services Inc., and Investment Centers of America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
06/16/2021 - Present
Stifel, Nicolaus & Company, Inc. (BISMARCK ND)
ND
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (BISMARCK ND)
ND
02/02/1990 - 08/12/2006
PIPER JAFFRAY & CO. (BISMARCK ND)
NA
07/18/1989 - 02/07/1990
EDWARD D. JONES & CO., L.P.
MO
05/23/1986 - 02/07/1990
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
WI
06/27/1989 - 08/01/1989
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
NA
03/03/1989 - 07/27/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 07/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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