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Bruce Eric Cunningham

National Financial Services LLC

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About Bruce Eric Cunningham

Bruce Cunningham is an experienced financial professional with over 22 years of experience in the industry. He is currently registered with National Financial Services LLC, where Bruce has been since December 2018. Prior to that, Bruce held positions at Fidelity Brokerage Services LLC and Legacy Financial Services, Inc. Bruce holds the Series 7, Series 6, Series 24 and Series 63 licenses, as well as the SIE exam.

Firm Information

Bruce Cunningham is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Cunningham’s Registration & Firm History

RI

12/17/2018 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

07/02/2009 - 02/09/2018

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

08/15/2006 - 11/21/2007

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

08/10/2005 - 08/15/2006

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

CA

02/04/2003 - 12/31/2003

LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)

MA

10/21/2002 - 01/08/2003

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

RI

07/22/1999 - 10/21/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

07/28/1997 - 07/22/1999

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/04/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/13/2014

Series 24 - General Securities Principal Examination

BC

Issued 02/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/26/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Eric Cunningham.
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