Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Elliott Ballis is a financial advisor with Cetera Advisors LLC in WILMETTE, IL. Bruce has been in the industry since 1991 and has experience with American Express Financial Advisors Inc., IDS Life Insurance Company, Securities America, Inc., and First Allied Securities, Inc.. Bruce is registered to provide investment advice in Arizona, Illinois, Indiana, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/08/2022 - Present
Cetera Advisors LLC (WILMETTE IL)
IL
08/20/2002 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WILMETTE IL)
NE
05/19/1994 - 08/23/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
07/23/1991 - 05/16/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/23/1991 - 05/16/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 06/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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