Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Edwin Graham is a financial advisor with over 28 years of experience in the industry. Bruce is currently registered as a Registered Representative and Investment Advisor Representative with B.b. Graham & Company, Inc. Bruce also owns and operates Graham & Co. Advisory, Inc. which is a registered investment advisory firm. Bruce has a broad range of experience in the industry and specializes in providing financial planning, portfolio management for individuals, and selection of other advisors to clients. Bruce is licensed in 21 states and holds multiple licenses and certifications in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/17/2023 - Present
B.b. Graham & Company, Inc. (ORANGE CA)
CA
04/06/1995 - 05/09/1997
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
IA
Issued 02/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/13/1996
Series 24 - General Securities Principal Examination
BC
Issued 06/05/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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