Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Edward Vivino has been in the financial industry since 1970. Bruce currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. as a Registered Representative, Investment Adviser Representative, and Financial Advisor. Bruce has worked with a variety of clients including corporations, individuals, high-net-worth individuals, and insurance companies. Bruce's experience with Bache Halsey Stuart Shields Incorporated, Bache Halsey Stuart Inc., Bache & Co Incorporated, Bache & Co., Incorporated and W. E. Hutton & Co. provides a strong foundation of experience in the financial industry. Bruce currently holds Series 4, 7TO, 8, 9, 10, 15, 63, and 65 securities licenses. Bruce is also a Registered Principal. Bruce is a dedicated professional with a passion for helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/08/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYNE NJ)
NA
09/16/1977 - 03/25/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
07/08/1974 - 02/27/1976
BACHE & CO., INCORPORATED
NA
12/29/1970 - 04/13/1975
W. E. HUTTON & CO.
IA
Issued 09/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1986
Series 5 - Interest Rate Options Examination
BC
Issued 08/14/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 05/05/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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