Unclaimed
Bruce Supernault is a financial advisor at Cadaret, Grant & CO., Inc. with over 35 years of experience in the industry. Bruce has held various roles at several firms including MML Investors Services, LLC, Pruco Securities, LLC, and Lincoln Financial Advisors Corporation. Bruce is a registered representative in the state of New York. He holds Series 6, 7, 22, 24, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/04/2021 - Present
Cadaret, Grant & CO., Inc. (NIAGARA FALLS NY)
NY
11/30/2017 - 10/12/2020
PRUCO SECURITIES, LLC. (AMHERST NY)
NY
05/08/2007 - 10/26/2017
MML INVESTORS SERVICES, LLC (AMHERST NY)
NY
06/25/2003 - 05/02/2007
LINCOLN FINANCIAL ADVISORS CORPORATION (AMHERST NY)
IN
06/25/2003 - 06/08/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MA
11/06/2001 - 06/18/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/06/2001 - 06/18/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
11/06/1995 - 10/24/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
11/06/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
PA
01/15/1993 - 10/04/1995
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NA
02/20/1986 - 02/02/1993
G. R. PHELPS & CO., INC.
NA
06/06/1984 - 01/16/1986
PENN MUTUAL EQUITY SERVICES, INC.
IA
Issued 11/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/05/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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