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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Edward Smith is a financial advisor with over 15 years of experience in the financial services industry. Bruce has been registered with Morgan Stanley since June 2009, previously working with Citigroup Global Markets Inc. Bruce is a Series 66, 31 and 7 licensed advisor and holds registrations in 27 states. Bruce has a broad range of experience working with clients in various areas including individuals, high net worth individuals, corporations, pension plans, charitable organizations, insurance companies, and investment companies. Bruce works with Morgan Stanley to provide financial planning, investment management, asset allocation advice, and pension consulting to a large number of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/12/2016 - Present
Morgan Stanley (Deerfield IL)
IL
10/03/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DEERFIELD IL)
BOTH
Issued 10/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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