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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Edward Pratt is an investment advisor representative with UBS Financial Services Inc. based in PLANO, TX. Bruce has been in the financial services industry since February 13, 1980. Bruce holds Series 63, 65, 7 and SIE licenses. Bruce has been registered with UBS Financial Services Inc. since November 12, 1987.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
11/16/1987 - Present
UBS Financial Services Inc. (PLANO TX)
NA
08/21/1984 - 08/20/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
11/23/1979 - 08/31/1984
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 3/1/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/5/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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