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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Edward Orenstein is a financial advisor with UBS Financial Services Inc. with over 40 years of experience in the industry. Bruce has been with UBS Financial Services Inc. since October 1999. Bruce also has experience working at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and AMERICAN DIVERSIFIED DISTRIBUTORS CORP. Bruce is registered as a registered representative in several states including Florida, New Jersey, New York and Texas. Bruce holds Series 6, 7, 63 and 65 licenses. Bruce is a licensed Investment Adviser Representative and has experience working with a variety of client types including individuals, corporations and institutions. Bruce has a strong background in financial planning, portfolio management and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/23/2019 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NY
08/24/1982 - 10/20/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
12/04/1981 - 06/01/1982
AMERICAN DIVERSIFIED DISTRIBUTORS CORP.
NA
06/15/1981 - 12/07/1981
AMERICAN GENERAL CAPITAL PLANNING, INC.
IA
Issued 06/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
BC
Issued 06/12/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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