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Bruce Edward McCarthy

Ernst & Young Capital Advisors, LLC

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About Bruce Edward McCarthy

Bruce McCarthy is a financial professional with over 30 years of experience in the industry. Currently, Bruce is a Registered Representative and Investment Advisor Representative at Ernst & Young Capital Advisors, LLC. Previously, Bruce was a Registered Representative with CORPORATE FUEL SECURITIES LLC and Oppenheimer & Co. Inc. Bruce is licensed in multiple states including California, Connecticut, Florida, Georgia, Illinois, Massachusetts, New York, and Virginia. Bruce holds the Series 7, Series 24, Series 63, Series 79TO, and SIE licenses.

Firm Information

Bruce McCarthy is currently registered with Ernst & Young Capital Advisors, LLC. Ernst & Young Capital Advisors, LLC is a Limited Liability Company formed on November 6, 2009. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce McCarthy’s Registration & Firm History

NY

12/09/2019 - Present

Ernst & Young Capital Advisors, LLC (New York NY)

NY

01/09/2019 - 01/28/2020

CORPORATE FUEL SECURITIES LLC (NEW YORK NY)

NY

02/17/2017 - 01/03/2018

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

01/14/2008 - 12/14/2016

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

03/22/1999 - 01/14/2008

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

11/28/1997 - 07/17/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

06/19/1991 - 07/17/1998

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Edward McCarthy.
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