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Bruce Edmund Winter

Kovack Securities Inc.

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About Bruce Edmund Winter

Bruce Edmund Winter is a financial professional with over 40 years of experience in the industry. Bruce is currently registered with Kovack Securities Inc. and is a registered principal. Bruce has held previous positions with Mutual Service Corporation and Lowry Financial Services Corporation. Bruce has a broad range of experience in the financial services industry and is licensed to offer securities services in multiple states.

Firm Information

Bruce Winter is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Winter’s Registration & Firm History

FL

11/01/2004 - Present

Kovack Securities Inc. (Boca Raton FL)

MA

03/31/1989 - 11/02/2004

MUTUAL SERVICE CORPORATION (BOSTON MA)

FL

03/23/1983 - 03/31/1989

LOWRY FINANCIAL SERVICES CORPORATION (NORTH PALM BEACH FL)

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Licenses & Designations

BC

Issued 04/19/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/19/1983

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 7 public disclosures for Bruce Edmund Winter. Review regulatory record here.
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