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Bruce E Weiner

Nylife Securities LLC

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About Bruce E Weiner

Bruce Weiner is a financial advisor currently registered with Nylife Securities LLC and is based in New York, NY. Bruce has been in the industry since 2005. Bruce has a Series 63, SIE, and Series 6 license and is registered in New Jersey.

Firm Information

Bruce Weiner is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Weiner’s Registration & Firm History

NY

06/07/2023 - Present

Nylife Securities LLC (NEW YORK NY)

NJ

08/03/2017 - 10/20/2020

PFS INVESTMENTS INC. (OAKLAND NJ)

NJ

02/12/2016 - 03/20/2017

SECURITIES AMERICA, INC. (Pompton Lakes NJ)

NJ

10/02/2013 - 10/31/2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (POMPTON LAKES NJ)

NJ

11/15/2010 - 05/23/2012

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (POMPTON LAKES NJ)

NJ

03/20/2008 - 12/16/2008

QUESTAR CAPITAL CORPORATION (POMPTON LAKES NJ)

NJ

03/29/2005 - 03/03/2008

METLIFE SECURITIES INC. (PARAMUS NJ)

NJ

03/29/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (PARAMUS NJ)

AZ

03/19/2004 - 06/15/2004

COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)

CA

05/01/2002 - 11/11/2003

WM FINANCIAL SERVICES, INC. (IRVINE CA)

NY

01/31/2001 - 05/01/2002

DIME SECURITIES, INC. (BROOKLYN NY)

CA

04/27/2000 - 01/30/2001

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

TX

06/07/1999 - 04/14/2000

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

MA

04/22/1996 - 05/26/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

04/22/1996 - 05/26/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Bruce E Weiner. Review regulatory record here.
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