Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce E. Sorensen is an active advisor registered with Robert W. Baird & Co. Inc. in the state of Minnesota. Bruce E. Sorensen has over 30 years of experience in the financial services industry. Bruce E. Sorensen has a strong background in Municipal Securities, Government Securities, and General Securities. Bruce E. Sorensen has held various positions with different firms including Piper Jaffray & Co. and Miller Johnson Steichen Kinnard, Inc. Bruce E. Sorensen currently holds Series 52TO, Series 72, SIE, Series 7, and Series 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MN
05/02/2019 - Present
Robert W. Baird & Co. Inc. (Oakdale MN)
MN
04/16/2002 - 04/29/2019
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
01/01/2001 - 03/22/2002
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MN
11/22/2000 - 01/01/2001
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
MN
02/13/1996 - 04/06/1999
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
MN
06/30/1995 - 12/18/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MN
04/24/1990 - 06/21/1995
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
BC
Issued 05/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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