Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce E. Maxwell is a financial advisor at J.P. Morgan Securities LLC. Maxwell has been in the financial industry since 2001 and holds Series 6, 63, and SIE licenses. Maxwell has a history of working with clients in a variety of sectors, including individuals, corporations, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
IN
02/04/2019 - Present
J.p. Morgan Securities LLC (GREENWOOD IN)
GA
07/06/2001 - 03/04/2002
PFS INVESTMENTS INC. (DULUTH GA)
MO
10/01/2000 - 06/19/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/17/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
05/02/1997 - 05/05/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
NJ
11/14/1996 - 05/20/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
GA
03/29/1995 - 10/30/1996
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 03/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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