Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Burton is a registered representative with Sunbelt Securities, Inc. and has been in the industry since June 3, 1985. Bruce has a Series 3, 5, 7, 15, and SIE license, and has also passed the Uniform Securities Agent State Law Examination (Series 63). Currently, Bruce is licensed in California, Colorado, Florida, Georgia, Indiana, Kentucky, Maryland, Michigan, North Carolina, Ohio, Tennessee, Texas, and Virginia. Bruce has previous experience with Lexington Investment Company, Inc. and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
09/17/2019 - Present
Sunbelt Securities, Inc. (Lexington KY)
KY
08/19/1992 - 09/26/2019
LEXINGTON INVESTMENT COMPANY, INC. (LEXINGTON KY)
NY
09/15/1989 - 08/06/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/23/1985 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 05/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1985
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 05/31/1985
Series 5 - Interest Rate Options Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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