Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Henning has been working in the financial industry since 1986. Bruce is a Registered Representative of Cambridge Investment Research, Inc. and an Investment Advisor Representative of Cambridge Investment Research Advisors, Inc. Bruce holds the Series 6, 7, 22, 24, 63, and 65 licenses. Bruce is also a Certified Financial Planner and Chartered Financial Consultant. Bruce works with a wide range of clients including individuals, families, and businesses. Bruce's areas of expertise include financial planning, retirement planning, college savings planning, and investment management. Bruce provides advisory services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
08/08/2022 - Present
Cambridge Investment Research Advisors, Inc. (CHARLOTTE NC)
NC
02/11/2011 - 08/05/2014
ING FINANCIAL PARTNERS, INC. (CHARLOTTE NC)
NC
08/06/2008 - 08/13/2010
NFP SECURITIES, INC. (CHARLOTTE NC)
NC
08/28/2006 - 03/19/2008
PACIFIC SELECT DISTRIBUTORS, INC. (CHARLOTTE NC)
NC
06/15/2005 - 11/29/2006
INTERSECURITIES, INC. (CHARLOTTE NC)
IN
12/06/1999 - 12/08/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
CT
12/17/1990 - 11/22/1999
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
12/17/1990 - 10/19/1992
HOME LIFE INSURANCE COMPANY
MA
03/10/1989 - 12/06/1990
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
04/16/1985 - 03/13/1989
W. S. GRIFFITH & CO., INC.
IA
Issued 05/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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