Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce David Warren is an investment advisor representative with Stonex Advisors Inc. He is currently registered in Delaware, Florida, Indiana, and Ohio. Bruce is also registered as an investment advisor representative in Ohio. Bruce has been in the industry since 1992 and has been registered with Stonex Advisors Inc. since 2018. Prior to joining Stonex Advisors Inc., Bruce worked for WRP Investments, Inc., Oakwood Securities, Inc., Prim Securities, Incorporated, and Guardian Investor Services Corporation. Bruce has a Series 63, SIE, and Series 6 license. He is also licensed to sell insurance and is a bass player in a band. Stonex Advisors Inc. is a registered investment advisor with the Securities and Exchange Commission. The firm specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. They have offices in Birmingham, Alabama and Dayton, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
03/08/2018 - Present
Stonex Advisors Inc. (Dayton OH)
OH
07/24/2002 - 09/12/2014
WRP INVESTMENTS, INC. (DAYTON OH)
OH
11/18/1999 - 06/28/2002
OAKWOOD SECURITIES, INC. (MEDINA OH)
OH
02/18/1993 - 10/07/1999
PRIM SECURITIES, INCORPORATED (INDEPENDENCE OH)
NY
08/26/1992 - 02/20/1993
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 08/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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