Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Vaughn is a financial advisor with Cetera Investment Advisers LLC. Bruce has over 40 years of experience in the financial services industry and holds the following licenses: Series 7, Series 6, Series 22, Series 63, Series 24, Series 51, and Series 65. Bruce has been registered with Cetera Investment Advisers LLC since June 2023. Prior to that, Bruce worked with Cetera Advisor Networks LLC, Focus II Securities, Inc., Cadaret, Grant & Co., Inc., Focus Securities, Inc., and Cardell & Associates, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
06/29/2023 - Present
Cetera Investment Advisers LLC (VIENNA VA)
NA
10/26/1989 - 02/21/1990
FOCUS II SECURITIES, INC.
NY
10/27/1988 - 10/31/1989
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
10/04/1984 - 11/16/1988
FOCUS SECURITIES, INC.
NA
12/07/1983 - 10/09/1984
CARDELL & ASSOCIATES, INCORPORATED
IA
Issued 3/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/3/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 5/22/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/5/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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