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Bruce David Simon

Ballentine Partners

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About Bruce David Simon

Bruce David Simon is an Investment Advisor Representative with Ballentine Partners, and has been in the industry since 2002. Bruce is registered in Massachusetts and North Carolina. Bruce has a Series 7, Series 10, Series 24, Series 53, and Series 66 license and a SIE exam. Bruce is a Chartered Financial Analyst. Bruce has previously worked at RIM Securities and Morgan Stanley & Co., Incorporated.

Firm Information

Bruce Simon is currently registered with Ballentine Partners. Ballentine Partners is an investment advisor headquartered in Waltham, MA. The firm manages over $10 billion in assets for high-net-worth individuals, charitable organizations, and pooled investment vehicles. Services include financial planning, portfolio management, and selection of other advisors.
Ballentine Partners

230 3RD AVENUE

WALTHAM, MA 02451

$10.77B

Assets Under Management

19

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Project fees

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Bruce Simon’s Registration & Firm History

FL

01/05/2021 - Present

Ballentine Partners (Palm Beach Gardens FL)

CA

01/23/2013 - 05/02/2016

RIM SECURITIES LLC (BEVERLY HILLS CA)

NY

10/18/2002 - 05/17/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/29/2013

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/28/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/28/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/30/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/19/2004

Series 24 - General Securities Principal Examination

BC

Issued 07/25/1989

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/02/2016

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Bruce David Simon.
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