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Bruce David Pomper

Bluerock Capital Markets LLC

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About Bruce David Pomper

Bruce David Pomper is a financial advisor with over 30 years of experience in the industry. He is currently registered with Bluerock Capital Markets LLC, a firm headquartered in Newport Beach, California. Prior to joining Bluerock, Bruce held positions at Griffin Capital Securities, LLC, Advisors Asset Management, Inc., Hines Real Estate Securities, Inc., Phoenix Equity Planning Corporation, and Scudder Distributors, Inc. Bruce has a strong track record of success in the financial services industry, with a focus on providing comprehensive financial planning and investment management services to his clients.

Firm Information

Bruce Pomper is currently registered with Bluerock Capital Markets LLC. Bluerock Capital Markets LLC is a Limited Liability Company formed in August 2005. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Pomper’s Registration & Firm History

CA

12/12/2017 - Present

Bluerock Capital Markets LLC (Newport Beach CA)

IL

10/14/2009 - 10/17/2017

GRIFFIN CAPITAL SECURITIES, LLC (CHICAGO IL)

CO

11/06/2007 - 09/25/2009

ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)

TX

11/22/2005 - 11/13/2007

HINES REAL ESTATE SECURITIES, INC. (HOUSTON TX)

CT

01/26/2004 - 11/23/2005

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

IL

02/01/1995 - 01/07/2004

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

NA

12/16/1986 - 02/01/1995

KEMPER FINANCIAL SERVICES, INC.

NA

02/24/1984 - 10/07/1986

BALCOR SECURITIES COMPANY

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Licenses & Designations

BOTH

Issued 07/01/2008

Series 66 - Uniform Combined State Law Examination

IA

Issued 02/17/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/10/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce David Pomper.
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