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Bruce David Klinger

Purshe Kaplan Sterling Investments

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About Bruce David Klinger

Bruce David Klinger is a financial advisor with Purshe Kaplan Sterling Investments, a firm that has been in business since 1982. Bruce has experience in the industry since 1982 and is registered with the state of Ohio. He is a registered representative with FINRA. Bruce's primary work is focused on financial planning, investments and retirement planning. Bruce holds the following licenses: Series 7, Series 6, Series 22, Series 63, Series 10 and Series 9.

Firm Information

Bruce Klinger is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Klinger’s Registration & Firm History

OH

08/19/2020 - Present

Purshe Kaplan Sterling Investments (Sylvania OH)

MI

05/16/2012 - 02/20/2020

MML INVESTORS SERVICES, LLC (ANN ARBOR MI)

OH

03/16/1982 - 04/03/2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TOLEDO OH)

WI

11/07/1986 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

04/06/1982 - 09/30/1986

NATHAN & LEWIS SECURITIES, INC.

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Licenses & Designations

IA

Issued 12/14/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/23/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/11/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/1996

Series 7 - General Securities Representative Examination

BC

Issued 04/29/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 03/05/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce David Klinger.
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